Getting Started.

We walk you through the process and help make sure we have all the information we need from you to get you registered and on to the interview stages. The decision will not be instantaneous, but by streamlining the initial steps and using our proprietary software.


Inital Program Application

Examples of Documents You May Need:

  • Any business documents including your By-Laws or Operating Agreement
  • Your marijuana license or certificate and a copy of the complete application you provided to become a licensee
  • Your IRS EIN Certification Letter
  • Your photo ID

Due Diligence

Examples of Documents You May Need:

  • Sales records going back up to 6 months
  • All state reporting and tax records
  • Internal POS system records
  • Any investor information (include names of all investors, subscription agreements and your vetting process)
  • Bank statements for any accounts that may contain money from your CRB. This includes personal and business accounts

Financial Institution Partnership

Examples of Preliminary Steps You May Need to Complete:

  • Face-to-face interview
  • Site visit of your business location(s)
  • Completion of a Funds Inventory Log
  • Review of cannabis specific guidelines
  • Review of rules and fees associated with your new account
  • Sign signature card and make initial deposit
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©2021 Safe Harbor Financial, LLC. Nothing contained on this website constitutes legal advice. Safe Harbor Financial has no regulator endorsements, express or implied, related to information contained herein or related to Safe Harbor Financial. Marijuana remains illegal under the Federal Controlled Substances Act and as such, any information provided on this website regarding the use of the Safe Harbor Program™ to provide financial services to cannabis related businesses (“CRBs”) is based on the guidance issued by the United States Department of Treasury Financial Crimes Enforcement Network (“FinCEN”). SAFE HARBOR IS A NAME ONLY and the use of “Safe Harbor” in our name is not meant to imply any additional security. The information contained on this website does not purport to offer a legal “safe harbor” from the current conflict that exists between your state laws and federal law. Because cannabis remains a controlled substance, all assets related to CRBs and the assets of the financial institutions that service CRBs are subject to seizure by federal authorities. Nothing contained on this website constitutes legal advice and Safe Harbor Financial encourages you to work closely with your legal advisors to evaluate all information provided.